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Raymond James

In PWD coverage since September 28, 2026 · 16+ stories

5Deals on our tracker

-1Talent net · 12 months2 in · 3 out

Observed recruiting events · 12 monthsOn the wire →

Net -1 · 2 incoming events · 3 outgoing events

Julie Sabransky, Abby Stancik

Aug 13 · team liftout

Pearsall Wealth Management of Raymond James

Aug 20 · advisor move

Lazorik Financial Management

Aug 28 · breakaway

Arrivals

Sep 24 · from Commonwealth Financial Network

Greenwood Wealth Partners

Sep 24 · from D.M. Kelly & Company

Departures

Aug 27 · to TSG Wealth Management

Northstar Financial Advisors

Sep 11 · to LPL Financial

Sep 28 · to LPL Financial

Deal recordFull tracker →

Sep 28, 26Fund launch — coverage

Sep 27, 26Fund launch — coverage

Sep 21, 26Deal announcedClark Capital Management Group — coverage

Sep 15, 26Fund launch — coverage

Aug 25, 26Deal announcedClark Capital Management Group · $46B — coverage

PWD coverage

practice

Altruist prices Hazel planning agent at $3,600 per advisor annually

The custodian is selling the planning tool to advisors regardless of where they custody, and RIABiz reports buyers may need to supply PDFs if rival planning vendors refuse API access.

Moves · Oct 6RedBird-backed Arax names CFO Diego Galan COO over operations and M&A

Moves · Oct 6Arax names Diego Galan COO, adding operations and M&A to his CFO remit

Moves · Oct 5Merrill hires Morgan Stanley and Wells Fargo teams managing $770 million

Data · Oct 3Advisor moves hit 2,555 in 30 days, outpacing 336 fund launches

M&A · Oct 3Concurrent to add Spire's $5.4B and 30-plus advisor teams in first platform purchase

RIA · Oct 1A WealthManagement.com column argues advisory partnership drift starts when goals diverge

practice · Oct 1SEC proposes 20% performance fees for RIAs and a wider accredited-investor test

Features · Sep 30BNY Pershing retires Wove, folds it into wealth unit as Fitch lists cash-rate winners

The Close · Sep 29Merrill prices shelf access at up to $1.4 million as Raymond James embeds alternatives

move · Sep 29Most remaining Wells producing managers told to pick clients or management

move · Sep 29UBS hires Merrill's John Pham and Jimmy Yip below $10M production minimum

RIA · Sep 29Raymond James launches guided portfolios with an alternatives sleeve

portfolio · Sep 28Raymond James and AssetMark widen private-market access as Gridline flags an infrastructure gap

advisor_note · Sep 28Modern Wealth logs six advisor moves and a four-advisor liftout in one day

the_wrap · Sep 28Frost and LPL recruit UBS and Raymond James advisor teams