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UBS

CRD: 108754

In PWD coverage since October 3, 2026 · 16+ stories

1Deals on our tracker

+1Talent net · 12 months8 in · 7 out

Observed recruiting events · 12 monthsOn the wire →

Net +1 · 8 incoming events · 7 outgoing events

Arrivals

Aug 13 · from Morgan Stanley

Aug 13 · from Morgan Stanley

Aug 31 · from Bank of America Private Bank

Lumina Wealth Partners

Aug 31 · from Bernstein Private Wealth Management

The Hall Wealth Management Group

Sep 4 · from Merrill Lynch

Sep 4 · from Morgan Stanley

Departures

Aug 17 · to Evertern Wealth

Nathan Matthews

Aug 21 · to Wells Fargo Advisors

Aug 25 · to Cresset Capital Management

Sep 11 · to Merrill Wealth Management

Sep 11 · to Merrill Lynch

Shafer Block Wealth Management

Sep 15 · to NewEdge Wealth

Deal recordFull tracker →

Aug 20, 26Deal announcedUBS Bank USA — coverage

PWD coverage

practice

Envestnet's Vestmark deal promises advisors no forced platform migrations

The purchase, estimated by analysts at $500 million to $1 billion, arrives six days after Envestnet pledged $1 billion to rebuild the platform advisors already use.

Moves · Oct 6LPL lands $1.1 billion Georgia team from Wells Fargo's FiNet

Moves · Oct 5Merrill hires Morgan Stanley and Wells Fargo teams managing $770 million

the_wrap · Oct 5Cetera re-flags Avantax team to Cetera Planning Partners

the_wrap · Oct 5Three advisor teams land at Cetera, LPL and Wells Fargo FiNet

the_wrap · Oct 5Five breakaway teams land on independent platforms; Fitzgerald Financial discloses $185 million

the_wrap · Oct 5FiNet, Cetera, LPL, Kestra and Carson add five multi-adviser teams on Oct. 5

the_tape · Oct 5Cetera, LPL, Kestra, Carson and Wells Fargo lift teams in one day

The Close · Oct 4Cetera Planning Partners adds advisors from The Retirement Planning Group as recruiting outruns deals

Data · Oct 4RFG Advisory leads wealth management activity as advisor moves nearly triple deal announcements

Data · Oct 4Five retirement-focused firms produce 341 market events, more than triple UBS's 97

Data · Oct 3OpenArc Corporate Advisory tops 30-day tally, ahead of UBS

Moves · Oct 3Envestnet seeks a chief product officer; UBS hands Naureen Hassan its US wealth unit

Features · Oct 3Rockefeller, FiNet and Uniting absorb $3.3 billion in employee-channel books

Data · Oct 3Advisor moves hit 2,555 in 30 days, outpacing 336 fund launches

Features · Oct 3Fidelity tells sub-$100 million RIA clients to reach $100 million or leave by mid-2027