bank

Frost Investment Services

SAN ANTONIO, TX

CRD: 286129

In PWD coverage since September 6, 2026 · 16+ stories

$3.7BRegulatory AUMSEC Form ADV · Oct 3

177EmployeesForm ADV

Regulatory AUM · Sep 5 – Oct 3

PWD coverage

Data

RFG Advisory leads wealth management activity as advisor moves nearly triple deal announcements

RFG Advisory logged 101 events over the 30 days, and independent platforms filled much of the top of the table, with 2,180 advisor moves against 731 deal announcements.

Data · Oct 4Five retirement-focused firms produce 341 market events, more than triple UBS's 97

Data · Oct 3OpenArc Corporate Advisory tops 30-day tally, ahead of UBS

Data · Oct 3Advisor moves hit 2,555 in 30 days, outpacing 336 fund launches

Data · Oct 22,413 advisors changed firms in 30 days; 22 custody relationships changed hands

Moves · Sep 30Ten UBS advisors re-register at Frost Investment Services in 21 days

Data · Sep 30MissionSquare's two arms log 190 advisor moves in one month

advisor_note · Sep 28Modern Wealth logs six advisor moves and a four-advisor liftout in one day

the_wrap · Sep 28Frost and LPL recruit UBS and Raymond James advisor teams

the_wrap · Sep 28Tavarez, Barnett & Steen leave UBS for Frost Investment Services

the_tape · Sep 28Frost, LPL, Modern Wealth, Merit and Keen add advisors in late September

the_wrap · Sep 15The platform buyers set Monday's advisor price

the_tape · Sep 9The wirehouse liftout turns inward

Features · Sep 8Frost pulls 39 advisors from UBS in 48 hours

The Close · Sep 6The talent war’s quieter front

Features · Sep 6Citi raids the private-bank C-suite

Frost Investment Services

RFG Advisory leads wealth management activity as advisor moves nearly triple deal announcements

The Family Office Daily Briefing