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In PWD coverage since October 2, 2026 · 16+ stories

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M&A

Alto to buy Forge Trust from Schwab, pooling $20 billion in retirement assets

The deal covers Forge Trust Co. and its parent, leaves the combined business with more than 60,000 self-directed IRA accounts, and needs South Dakota banking approval.

Allocators · Oct 6KKR FS Income Trust Select meets all withdrawal requests after demand tops 5% cap

book · Oct 5SEC, FINRA, CFTC, NASAA, NFA and SIPC issue a joint investor bulletin

the_wrap · Oct 5Cerebras objects to OKXICE plan to tokenize 63 U.S. stocks

the_wrap · Oct 5Blackstone Private Credit Fund board urges rejection of 12.5% discount tender

tokenization · Oct 5OKXICE files with SEC to trade 63 tokenized stocks via Uniswap v4 pools

etps · Oct 5SEC approves Cboe BZX rule change for six Volatility Shares 3x ETFs

the_wrap · Oct 5Brazil's CSD BR keeps the official fund register while mirroring ownership on the XRP Ledger

RIA · Oct 3SEC bars Clarice Crystal Saw over alleged $2.4 million theft from elderly client

Filings · Oct 3SEC accuses Meyer Global of five schemes targeting SpaceX and OpenAI investors

Filings · Oct 3Merrill Lynch agrees to pay $39 million to settle cash sweep class action

Features · Oct 3CG Financial hires TradePMR and Axos executives as platform fight intensifies

The Close · Oct 2SEC proposes letting RIAs self-custody crypto when no permitted custodian is available

regulation · Oct 2Illinois agrees to six-month crypto tax delay pending court approval

the_wrap · Oct 2SEC custody proposal would make state trust companies qualified custodians

the_wrap · Oct 2Ares closes $4.2 billion structured solutions fund; Strategic Income Fund reports 11.6% repurchase requests

SEC

Alto to buy Forge Trust from Schwab, pooling $20 billion in retirement assets

The Family Office Daily Briefing